CỘNG HÒA XÃ HỘI CHỦ NGHĨA VIỆT NAM
Độc lập – Tự do – Hạnh phúc
———————-
GIẤY ĐỀ NGHỊ ĐĂNG KÝ HOẠT ĐỘNG LƯU KÝ CHỨNG KHOÁN
Kính gửi: Ủy ban Chứng khoán Nhà nước
- Căn cứ Luật Chứng khoán ngày 26 tháng 11 năm 2019;
- Căn cứ Thông tư số …/2020/TT-BTC ngày …. tháng …. năm 2020 của Bộ trưởng Bộ Tài chính quy định hoạt động đăng ký, lưu ký, bù trừ và thanh toán giao dịch chứng khoán.
Đề nghị Ủy ban Chứng khoán Nhà nước cấp Giấy chứng nhận hoạt động lưu ký chứng khoán cho:
1. Tên đầy đủ và chính thức của ngân hàng thương mại/công ty chứng khoán/ chi nhánh ngân hàng nước ngoài: ……………………………………………………………………
2. Tên giao dịch của ngân hàng thương mại/ công ty chứng khoán/chi nhánh ngân hàng nước ngoài; ……………………………………………………………………………….
3. Địa chỉ chính thức trụ sở chính của ngân hàng thương mại/ công ty chứng khoán/ chi nhánh ngân hàng nước ngoài; …………………………………………………………
4. Số điện thoại, fax; ………………………………………………………………………
5. Người đại diện theo pháp luật (họ tên, chức danh):………………………………………
6. Vốn điều lệ:……………………………………………………………………………….
7. Ngày dự kiến triển khai hoạt động lưu ký chứng khoán………………………………….
| ….., ngày … tháng … năm …. ĐẠI DIỆN PHÁP LUẬT (ký, ghi rõ họ tên và đóng dấu) |
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